法規釐清諮詢
申請須知
Notes to Application
我要申請
English

創新法規沙盒案件申請平台(以下簡稱本平台)所提供之「法規釐清諮詢」服務,係針對申請者個別之事業計畫,經由創新法規沙盒工作小組,協助向法規主管機關確認該事業活動是否涉及或適用何種法律規範之免費服務。 於去函法規主管機關進行釐清後,申請者將收到由主管機關回覆之釐清結果,並可依據該結果,自行判斷後續是否推行原事業計畫,或據以修正、更改事業計畫內容以符合現行之法律規範。
貼心小提醒: 若您已向「金融監督管理委員會」提出法規議題釐清,但未獲得明確答復者,仍可向本平台提出申請,並請提供與金管會溝通之相關資料或公文,俾利工作小組參考及後續處理。

以下為您申請本「法規釐清諮詢」服務時,就服務之內涵應事先了解並注意之事項:
  1. 本服務全程均為免費,申請者不須負擔任何申請費用。
  2. 本服務僅提供申請者就其事業活動可能涉及之法規釐清服務,非屬企業補助之性質,亦無提供任何金錢補助或申請補助等其他服務。
  3. 本平台於接收申請案件時,保留審核申請案件是否收件之權利。若申請案件資料中包含違背公共秩序、善良風俗、其他違法或不適當之內容,本平台將通知申請者該申請案件不收件。
  4. 本平台於接收申請案件後,視需要可能透過面談或其他方式,向申請者確認申請案件之細節內容,若申請者無法配合確認或仍有無法釐清之部分,本平台保留申請案件是否受理之權利。
  5. 為加速整體「法規釐清諮詢」服務之作業流程,本平台於申請案件收件後,將視情形酌調整申請案件內容或文字,並於去函法規主管機關前交由申請者確認,以利法規主管機關快速釐清問題。
  6. 經法規主管機關回覆之釐清結果,不代表本平台之立場,本平台亦不保證主管機關釐清之結果。
  7. 經法規主管機關回覆之釐清結果,本平台將逕行函復申請者,若申請者就釐清結果仍有疑問或不理解之處,可向本平台聯繫洽詢。
  8. 經法規主管機關回覆之釐清結果,僅供事業者自行判斷後續可否合法推行原事業計畫,事業者仍須自行負擔營運之相關風險。

The “Statutory Regulation Clarification and Consulting” services available on the Application Platform of Innovative Regulatory Sandbox (hereinafter referred to as the Platform) allows the Innovative Regulatory Sandbox Taskforce to assist the applicants in confirming with the competent statutory authority about whether or not the applicant’s business involves the application of, or conflict with any kind of laws based on the individual business plans. The Taskforce will send a letter to the competent statutory authority to request a clarification on relevant statutory issues. The applicant will receive the answers provided by the competent authority, and may determine whether to continue to promote the original business plan, or modify or change the content of the business plan to be conforming to the existing laws, at his or her discretion based on the reply.
Kind Reminder: If you have filed an application regarding statutory regulation clarification to the Financial Supervisory Commission R.O.C (FSC) and haven’t received any response, please file the application again on the Sandbox platform, along with the files required and relevant information for following procedures with the FSC.

You should understand and beware of the following matters when applying for the “Statutory Regulation Clarification and Consulting” services:
  1. The Service is free. No expense will be charged to the applicant.
  2. The Service only provides clarification and consulting on the regulations that the applicant may encounter in the course of the business activity, rather than business assistance, and does not provides other services such as monetary subsidy, or subsidy application.
  3. The Platform reserves the right to review and decide whether to accept the application submitted by the applicant. If the application contains any materials which violate the public order and good custom, illegal or improper content, the Platform will send a rejection notice.
  4. After the Platform receives the application, it might be necessary to contact the applicant to confirm the details of the application by phone, email, in-person meeting or other contact methods. If the applicant cannot cooperate in the confirmation, or leaves any part unclear, the Platform reserves the right to accept or reject the application.
  5. In order to expedite the entire process of the “Statutory Regulation Clarification and Consulting” services, and accurately reflect relevant question of the applicant, the Platform will modify the content or wording in the submissions as applicable after accepting a new application, and provide to the applicant to review and confirm before transmitting to the competent statutory authority, making sure that the competent statutory authority will be able to understand and clarify relevant statutory questions immediately.
  6. The clarification conclusions replied by the competent statutory authority does not represent the viewpoint of the Platform; the Platform does not warrant any information in the clarification conclusions replied by the competent statutory authority.
  7. After the competent statutory authority replies, the Platform will provide the official letter to the applicant, and the applicant can review the clarification conclusions in that letter. If the application has any further question or cannot comprehend the clarification conclusions, contact and consult with the Platform.
  8. The clarification conclusions replied by the competent statutory authority is for reference only. The applicant can refer to the replies when determine whether it is legal to carry on the original business plan at his or her sole discretion, but shall still assume relevant risks.